Job Duties:

·        Assist Compliance Manager to closely monitor the branch operations to ensure the implementation of external regulations and internal guidelines, arrange and verify to brief the new regulations upon receiving;

·        Monitor the timely distribution of Group and Local regulatory circulars, procedures and     guidelines implementation;

·        Supervise the compliance of internal and external returns and reporting and ensure timely   submission to HBCN and Local authorities;

·        Assist Compliance Manager to conduct monthly/regular check, ensure the branch compliance and submit the checking reports to HBCN CMP;

·        Monitor regular training to ensure the staff awareness of compliance and anti-money laundering;

·        Assist to apply for the launching of new business or products and follow up the approval progress with local authorities;

·        Arrange compulsory reading of Compliance Officer handbook and Compliance Manual by all Managers and Staff Officers periodically and keep proper records;

·        Co-ordinate to handle special requirements from Local authorities, such as survey and reporting.

Job Requirements:

·        University Graduate, major in Law Related field;

·        Familiar with the financial rules and regulations;

·        Good interpersonal and communication skills;

·        Proficiency in both spoken and written English;

·        Committed, logical thinking and can work under pressure.