Responsibilities:

- Identify and address regulatory concerns relating to new PFS initiatives such as new products/services.
- Develop sales assurance program and coordinate implementation by respective PFS business support functions.
- Keep abreast of regulatory developments and assess impact on business, including providing advice, interpretation and recommendation.
- Perform periodic Self-Assessment Review on the activities undertaken by the various units and ensure that the self-testing process is robust.
- Report and document Self-Assessment Review findings, recommend corrective actions, follow up and preparation of trend analysis for PFS management/ Compliance.
- Conduct training for the sales platform (working with PFS Regional training team where applicable) on new procedures & processes as well as any sales compliance-related matters.
- Act as contact persons/consultants to the sales platform on matters relating to sales processes and procedures.
- Support the Regional Assurance Team in Singapore in transplanting the Assurance Framework and encompassing Assurance Program to ChIna.

Requirement:

- Previous experience in personal financial service compliance or control function in foreign and local banks.
- A strong sense of integrity and an understanding of the real meaning of compliance and risk control
- Good English, both written and spoken
- High degree of professional scepticism and ability to think independently
- A law or finance degree from a reputable university